Todd Mackay

Effective April 20, 2020, Todd Mackay was appointed as President of Wealth Management. Todd Mackay, 46, has served as the Company's Chief Business Operations and Development Officer since June 2019. From December 2018 to June 2019, Mackay served as Executive Vice President of Corporate Development and Interim CEO of HD Vest (which is now Avantax Wealth Management). Prior to that, Mackay served as the Executive Vice President and Interim General Manager of TaxAct from May 2018 until December 2018. Mackay also served as the Company's Executive Vice President of Corporate Development since 2015, and prior to that, Mackay served as an advisor to the Company's executive team focusing on strategy and mergers and acquisitions from 2014 to 2015. Mackay was a co-founder of P2B Investor, a crowd funding business providing working capital loans to small- and medium-sized businesses, where he served on the executive team from 2013 to 2014. In addition, Mackay served as Executive Vice President in charge of Finance and Corporate Development for Emerge Digital Group, a privately held digital media company, from 2011 to 2012. Mackay served in various executive positions at E*Trade from 1999 to 2010, where he served as the Executive Vice President in charge of Global Corporate Development and Corporate Treasury and Executive Vice President in charge of E*Trade's Asian broker-dealer business. Mackay has also held various positions with Telebanc Financial Corp., Robertson Stephens and Alex Brown focusing on financial institutions and financial technologies. He has also served on the board of directors of both private and public broker dealers outside of the United States. Mackay received an A.B. from Princeton University in Economics with an emphasis on Mathematics. [Source: Public Company Filing]